LICENSE CATEGORY
Securities
3
LICENSE SUBCATEGORY
Broker/Dealer Representative
117
Investment Advisor...
92
Issuer Salesmen
90
Branch Office Firm BD
54
Branch Office Firm IA
13
Broker/Dealer Firm
7
Issuer Firm
5
State Investment Advisor Firm
JURISDICTION
New Mexico
STATUSES
Inactive
2
Terminated
1
LOCALITIES
FIRST LETTER
SECURITIES COMPANY OF NEW MEXICO
New Mexico - Broker/Dealer Firm Inactive
SOUTHWEST CAPITAL FUNDING GROUP INC
Spectrum Capital Markets, LLC
New Mexico - Broker/Dealer Firm Terminated