-
Frost Bank Capital Markets Division
New Mexico (San Antonio) - Broker/Dealer Firm
Terminated -
Livermore Trading Group, Inc.
New Mexico (New York) - Broker/Dealer Firm
Terminated -
MOGAVERO, LEE & CO., INC.
New Mexico - Broker/Dealer Firm
Terminated -
Spectrum Capital Markets, LLC
New Mexico - Broker/Dealer Firm
Terminated -
Arrouet Marcel Jean
New Mexico - Broker/Dealer Representative
Terminated -
AZARLOZA RICARDO E.
New Mexico - Broker/Dealer Representative
Terminated -
Baroni William J.
New Mexico - Broker/Dealer Representative
Terminated -
BENKO DAVID FRANK
New Mexico - Broker/Dealer Representative
Terminated -
Bertles James
New Mexico - Broker/Dealer Representative
Terminated -
Blagden Henry E.
New Mexico - Broker/Dealer Representative
Terminated -
Bodor Paul W.
New Mexico - Broker/Dealer Representative
Terminated -
Borland John
New Mexico - Broker/Dealer Representative
Terminated -
Burns Kevin P.
New Mexico - Broker/Dealer Representative
Terminated -
Carrozzo Paul F.
New Mexico - Broker/Dealer Representative
Terminated -
Cleary Antoinette T.
New Mexico - Broker/Dealer Representative
Terminated -
DeBear Jessica Corbin
New Mexico - Broker/Dealer Representative
Terminated -
Delaire Bret
New Mexico - Broker/Dealer Representative
Terminated -
Ebert Michael J.
New Mexico - Broker/Dealer Representative
Terminated -
Fagan Virginia A.
New Mexico - Broker/Dealer Representative
Terminated -
Fallon Patricia
New Mexico - Broker/Dealer Representative
Terminated