ROBERT W. BAIRD & CO., INC.

New Mexico - Branch Office Firm Broker/Dealer
Inactive

ROYAL ALLIANCE ASSOCIATES, INC.

New Mexico - Branch Office Firm Broker/Dealer
Inactive

RAUSCHER PIERCE REFSNES, INC.

New Mexico - Branch Office Firm Broker/Dealer
Inactive

ROYAL ALLIANCE ASSOCIATES, INC.

New Mexico - Branch Office Firm Broker/Dealer
Inactive

ROYAL ALLIANCE ASSOCIATES, INC.

New Mexico - Branch Office Firm Broker/Dealer
Inactive

ROYAL ALLIANCE ASSOCIATES, INC.

New Mexico - Branch Office Firm Broker/Dealer
Inactive

SMITH BARNEY SHEARSON, INC.

New Mexico - Branch Office Firm Broker/Dealer
Inactive

SECURITIES AMERICA, INC.

New Mexico - Branch Office Firm Broker/Dealer
Inactive

SENTRA SECURITIES CORPORATION

New Mexico - Branch Office Firm Broker/Dealer
Inactive

SMITH BARNEY, INC.

New Mexico - Branch Office Firm Broker/Dealer
Inactive

SMITH BARNEY, INC.

New Mexico - Branch Office Firm Broker/Dealer
Inactive

SOUTHWEST SECURITIES, INC.

New Mexico - Branch Office Firm Broker/Dealer
Inactive

SOUTHWEST SECURITIES, INC.

New Mexico - Branch Office Firm Broker/Dealer
Inactive

STUART-JAMES COMPANY, INC. (THE)

New Mexico - Branch Office Firm Broker/Dealer
Inactive

SUNAMERICA SECURITIES, INC.

New Mexico - Branch Office Firm Broker/Dealer
Inactive

SUNAMERICA SECURITIES, INC.

New Mexico - Branch Office Firm Broker/Dealer
Inactive

SUNAMERICA SECURITIES, INC.

New Mexico - Branch Office Firm Broker/Dealer
Inactive

SUNAMERICA SECURITIES, INC.

New Mexico - Branch Office Firm Broker/Dealer
Inactive

TEXAS INDEPENDENT BANK

New Mexico - Branch Office Firm Broker/Dealer
Inactive

THOMAS F. WHITE & CO. INC.

New Mexico - Branch Office Firm Broker/Dealer
Inactive